HR: 14:40h
AN: H13I-05 [Abstracts]
TI: A Reduced Extended Kalman Filter Method For Data Assimilation And Parameter Optimization
AU: * Kao, C J
EM: kao@lanl.gov
AF: Los Alamos National Lab, MS T087, Los Alamos National
Lab, Los Alamos, NM 87545, United States
AB:
This work is an extension of our two recent papers [Kao et al., Data assimilation with an extended Kalman filter for
an impact-produced shock-wave study, J. Comp. Phys., 196 (2004), 705-723, and Kao et al., Estimating model
parameters for an impact-produced shock-wave simulation: Optimal use of partial data with the extended Kalman
filter, J. Comp. Phys., 214 (2006), 725-737 ] about the applications of the extended Kalman filter (EKF) to data
assimilation in predictive codes. We have shown through the above two studies that the EKF method successfully
estimates the evolving model state variables as well as model parameters of a shock-wave system by merging
single-point pressure data into an Euler-equations computer code. We here intend to introduce a reduced EKF for
the same purposes in terms of data assimilation and parameter optimization, but with a much smaller
computational cost so that the applications of EKF to multi-dimensional realistic problems can be made
possible.
One of the distinctive features of EKF is that, as the system evolves forward in time, the EKF algorithm tracks the
time-dependent error-covariance matrix of the model's state variables and parameters based on a consistent
tangent-linear approximation of the model dynamics. When data becomes available at one instant in time, the
update of the model state variables and parameters is achieved through a functional form of the linear merger of
the model prediction and the data, subjective to the minimization of the trace of the error-covariance matrix of the
model state variables and parameters. It, however, has been a concern that the calculation for the time evolution
of the error-covariance matrix in applying EKF is computationally demanding and prohibitively expensive for real
multi-dimensional problems.
Several simplified approaches of EKF have been proposed to reduce the computational burden. This current
study was actually motivated by Dee's work [Dee, P. D., 1991: Simplification of the Kalman filter for meteorological
data assimilation. Q. J. Meteorol. Soc., 117, 365-384] and the results revealed in Evensen's study [Evensen, G.,
1994: Sequential data assimilation with a nonlinear quasi-geostrophic model using Monte Carlo methods for
forecast error statistics. J. Geophys. Res., 99, C5, 10143-10162]. In Kao et al. (2006), we were aware of that the
errors associated with the model parameters are the main source of the total variances of the model state
variables. Our simplification presented here somewhat resembles to the approach by Dee but takes it to an
extreme by not considering the sensitivity due to the internal dynamics in the error propagation at all. Our method
operates on the formalism in Kao et al. (2006) which is based upon an augmentation that the model parameters
are treated as a part of the state variable vector, where the model parameters receive no influence from model
dynamics and are only subject to a system error. The two groups within this augmented state vector would create
four blocks in the error-covariance matrix among which a well-defined inter-relationship associated with error
propagation can be derived.
The test of the reduced EKF against the full EKF using the shock-wave model and cloud microphysics model will
be presented. With cost effectiveness up to orders of magnitudes, the results are also satisfactory in terms of the
assimilated field variables and optimized model parameters.
DE: 3275 Uncertainty quantification (1873)
SC: Hydrology [H]
MN: 2007 Fall Meeting